Our team is composed of professionals with extensive experience in regulation and self-regulation of securities brokers and dealers, registrars, custodians, depositories, administrators of organized securities markets and other financial market infrastructures.

We advise financial market infrastructures in matters related to operations, regulation, compliance and enforcement. We represent our clients in investigations conducted by regulators and self-regulators of financial and capital markets; in administrative litigation related to financial market infrastructures; and in the follow-up of obligations contracted in Action Plans and Commitment Terms entered into with the Brazilian Securities Commission, BSM Supervisão de Mercados and ANBIMA.

We assist our clients in assessing the compliance of new products and services provided by financial market infrastructures, especially securities intermediaries.

We represent our clients in public hearings and consultations opened by administrators, regulators and self-regulators of the financial and capital markets, on issues related to financial market infrastructures.

We represent our clients in public hearings and consultations opened by administrators, regulators and self-regulators of the financial and capital markets, on issues related to financial and capital markets infrastructures.

• Legal advice on regulatory matters pertaining to financial market infrastructures
• Administrative defense in administrative investigations and proceedings conducted by administrators, regulators and self-regulators of organized securities markets
• Legal assistance in preliminary, regular and specific auditing procedures conducted by BSM Supervisão de Mercados
• Legal assistance in negotiating, drafting and monitoring Terms of Commitment
• Drafting of Regulatory Impact Analysis Report, based on proposals for regulatory innovation contained in public hearings and consultations opened by administrators, regulators and self-regulators of financial and capital markets
• Representation of financial market infrastructures in public hearings and consultations
• Avaliação de conformidade de novos produtos e serviços prestados por infraestruturas de mercados financeiros;
• Review of contracts and internal policies of financial market infrastructures